IMPORTANT CONSUMER INFORMATION
This site is for informational purposes only and is not intended to be a solicitation or offering of any security and:
Representatives of a Registered Broker-Dealer ("BD") or Registered Investment Advisor ("IA") may only conduct business in a state if the representatives and the BD or IA they represent (a) satisfy the qualification requirements of, and are approved to do business by, that state; or (b) are excluded or exempted from that state’s registration requirements.
Representatives of a BD or IA are deemed to conduct business in a state to the extent that they would provide individualized responses to investor inquiries that involve (a) effecting, or attempting to effect, transactions in securities; or (b) rendering personalized investment advice for compensation.
We are registered to offer securities in the following states: Alabama, Alaska, Arkansas, Arizona, California, Colorado, Florida, Georgia, Iowa, Illinois, Indiana, Kansas, Kentucky, Louisiana, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, New Mexico, North Carolina, North Dakota, Oklahoma, Oregon, South Carolina, South Dakota, Tennessee, Texas, Washington, Wisconsin, and Wyoming.
Fee-based advisory services are available only to residents of: Arizona, California, Illinois, Iowa, Kentucky, Minnesota, South Dakota, Texas, and Wisconsin.
We are licensed to sell insurance products in the following states of: Iowa, Minnesota, North Dakota, South Dakota, and Wisconsin. I acknowledge that I am a resident of one of the states listed above.
SII Investments, Inc.® member FINRA, SIPC and a Registered Investment Advisor is not affiliated with Bank Midwest or Bank Midwest Wealth Management. Securities and advisory services offered through SII Investments Inc.® are not insured by the FDIC or any other Federal Government Agency, not a deposit or other obligation of, or guaranteed by any bank or their affiliates, and are subject to risks including the possible loss of principal amount invested.
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