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IMPORTANT CONSUMER INFORMATION
Due to various state regulations and registration requirements concerning the dissemination of information regarding investment products and services, we are currently required to limit access of the following pages to individuals residing in states where we are currently registered. A broker/dealer (BD), investment advisor (IA), BD agent or IA rep may only transact business in a particular state after licensure or satisfying qualifications requirements of that state, or only if they are excluded or exempted from the states broker/dealer, investment adviser, or BD agent or IA rep requirements, as the case may be; and follow-up, individualized responses to consumers in a particular state by broker/dealer, investment adviser, BD agent or IA rep that involve either the effecting or attempting to effect transactions in securities or the rendering of personalized investment advice for compensation, as the case may be, shall not be made without first complying with the states broker/dealer, investment adviser, BD agent or IA rep requirements, or pursuant to an applicable state exemption or exclusion.
Investments products and services available only to residents of: Alabama, Alaska, Arkansas, Arizona, California, Colorado, Florida, Georgia, Hawaii, Iowa, Illinois, Indiana, Kansas, Kentucky, Louisiana, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, South Dakota, Tennessee, Texas, Washington, Wisconsin, West Virginia and Wyoming. Fee-based advisory services are available only to residents of: Arizona, California, Illinois, Iowa, Kentucky, Minnesota, Missouri, New Mexico, South Dakota, Texas, and Wisconsin. We are licensed to sell insurance products in the following states of: Colorado, Iowa, Minnesota, North Dakota, South Dakota, and Wisconsin. I acknowledge that I am a resident of one of the states listed above.
SII Investments, Inc.® member FINRA, SIPC and a Registered Investment Advisor is not affiliated with Bank Midwest or Bank Midwest Wealth Management. Securities and advisory services offered through SII Investments Inc.® are not insured by the FDIC or any other Federal Government Agency, not a deposit or other obligation of, or guaranteed by any bank or their affiliates, and are subject to risks including the possible loss of principal amount invested.
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